NEW YORK, July 17, 2024 (GLOBE NEWSWIRE) -- COMPLY, the only compliance solution provider with holistic software and service offerings across employee and firm compliance, today announced the launch ...

Having served in New York state government for a long time, I stand second to none in my abhorrence and utter disappointment over the criminal convictions and public corruption tribulations of recent ...

Fiduciary duty obligates a professional to act in the client’s best interests. This can apply to financial advisors, ...

The ongoing debate over the fiduciary rule has arguably done more to raise awareness than the actual rule itself ever will. Just look at the increased attention paid to “fiduciary duties.” Sunlight is ...

Republicans on the House Financial Services Committee are urging the Securities and Exchange Commission to refrain from imposing a universal fiduciary duty of care for retail investment advice By Mark ...

Aligning Fiduciary Duties for All Stakeholders in a Multigenerational Family Trust Plan Each family should examine their current family objectives for multiple generations for income needs and family ...

With the implementation date of the Department of Labor’s fiduciary rule looming large in April, all attention has been focused on how financial advisors and their Financial Institutions are making ...

As the debate over the Clear Cooperation Policy (CCP) and the proliferation of private listings has heated up, the term “fiduciary duty” has been bandied about. But could listing a client’s property ...

Fiduciary financial advisors must choose investments that best align with their clients. These advisors generally take a more holistic and hands-on approach. Fiduciary financial advisors may charge ...